TABLE OF CONTENTS


Requirements Overview

Requirements are tasks assigned during the onboarding process- such as uploading a document or verifying identity. These can be applied at the case, individual, or entity level.

The Manifest tab will automatically suggest requirements based on your platform’s pre-set compliance rules.

You can choose to:

  • Accept a suggested requirement by clicking the ✅ checkmark icon, or

  • Dismiss it if it’s not needed.

Adding Requirements

To manually add new requirements: 

  1. Go to Quick actions > Add requirements

  2. Use the dropdown to search and select the items you want to add
     Tip: Use     Select All to assign the same requirement to multiple people or entities

  3. Click Add requirements




Requesting Requirements from Clients 

  1. Navigate to Quick actions > Send requirements

  2. Select the requirements you want to send:

    1. Click items individually

    2. Or use Select all to include all listed requirements

  3. Click Send requirements

  4. In the To field, choose the person or entity who should complete the request

  5. Click Send




Requirement Retrieval


Requirement retrieval allows you to reuse previously completed requirements from other cases or from the individual's or entity's profile — helping avoid duplicate work for both you and your clients.


It’s designed for ad hoc reuse of completed requirements, and is most commonly used when requirements already exist on the case (e.g. through rules or manual entry) and you're looking to bring in the most recent, completed version from elsewhere.


When can requirements be retrieved?


1. Two Open Cases (Same Person or Entity):


If two cases are open at once for the same individual/entity, and a requirement is completed in one, users working in the other case may be prompted to retrieve it.


This works across offices if the profile has been deduplicated by a Compliance Admin (i.e. matched across offices).


2. Cross-Office Case, With Restrictions


If a client was verified in another office, you may see a message saying requirements exist elsewhere but cannot be retrieved due to office-level permissions.


In this case, contact your Compliance Admin, who can retrieve the documents into the case on your behalf.




How retrieval works

  • When adding or reviewing requirements:

    • The platform checks for matching, completed requirements in the profile or linked cases

    • If found, it will display:

      •  A “Retrieve” button

      • The last modified date

      • The originating case (unless redacted)

  • You can:

    • Replace the existing requirement (default)

    • Or, add it as a new additional entry

    • Click the blue tab icon to preview the document before retrieval


Additional notes:

  • Only the most recent completed version can be retrieved

  • Requirements from cases you don’t have access to are greyed out, with a tooltip explaining why and how to escalate


Retrieval Scenarios


Scenario 1: Requirement is already within case


When a requirement is received for an individual within another case and there are no office restrictions (user has access to both offices or both cases are within the same office), you will have the option to retrieve the requirement into the case.


1. Click 'Retrieve'

2. Choose to replace or add an additional requirement 

3. (Optional) Preview the requirement by clicking the blue tab icon

4. Click 'Retrieve requirement' 





Scenario 2: Requirement exists, but is office-restricted 


If the requirement is from a case in another access and you don't have access:

  • You’ll see a message stating the requirement exists elsewhere but cannot be retrieved
  • Contact your Compliance Admin and ask them to retrieve it for you (They can follow the same steps as in Scenario 1)


Scenario 3: Manually adding requirement


You can also retrieve while manually adding a requirement: 


1. Click 'Add requirement' 

2. Select a requirement with a retrieve option (indicated by an icon)

3. (Optional) Preview the requirement by clicking the blue tab icon

4. Click Add requirements